J Cancer 2017; 8(11):2097-2103. doi:10.7150/jca.19454
Comprehensive study of prognostic risk factors of patients underwent pneumonectomy
1. Department of Thoracic Surgery, Shanghai Chest Hospital, Shanghai Jiao Tong University, Shanghai, China
2. Department of Thoracic Surgery, Fudan University Shanghai Cancer Center, Shanghai, China
Chang Gu, Rui Wang and Xufeng Pan contributed equally to this work.
Gu C, Wang R, Pan X, Huang Q, Luo J, Zheng J, Wang Y, Shi J, Chen H. Comprehensive study of prognostic risk factors of patients underwent pneumonectomy. J Cancer 2017; 8(11):2097-2103. doi:10.7150/jca.19454. Available from http://www.jcancer.org/v08p2097.htm
Introduction: To investigate postoperative complications and the prognostic risk factors of patients underwent pneumonectomy.
Methods: Four hundred and six patients underwent pneumonectomy were subjected to the study. All the clinicopathologic data including age, gender, smoking history, surgical treatment, postoperative complications, tumor staging and the follow-up information were investigated.
Results: The 30-day and 90-day mortality rates were 3.2% and 6.2%, respectively. Postoperative complications developed in 149 patients (36.7%), mainly included arrhythmia, transfusion, pulmonary infection, bronchopleural fistula and acute respiratory distress syndrome. During the follow-up, 189 patients experienced a relapse, consisting of 51 patients with local recurrence and 138 with distant recurrence. The median survival time was 24.4 months and the overall 1-year, 3-year and 5-year survival rates were 82.7%, 50.9% and 32.5%, respectively. Moreover, the overall 1-year, 3-year, 5-year survival rates for patients with non-small cell lung cancer (NSCLC) were 84.1%, 52.1% and 32.5%, respectively and patients with small cell lung cancer (SCLC) were 56.1%, 38.5% and 28.8%, respectively. Among NSCLCs, adenocarcinomas had a worse prognosis than squamous carcinomas. Compared to right pneumonectomy, patients with left pneumonectomy had a better prognosis. Multivariable analysis revealed ICU stay, disease stage, nodal stage and adjuvant chemotherapy were all significant predictors of overall survival (OS).
Conclusions: Pneumonectomy is still a valuable and effective treatment option for patients with advanced lung cancer. Surgeons should be more cautious when patients had higher disease stage, adenocarcinoma and right-side lung cancer. Neoadjuvant chemotherapy did not affect the prognosis. Pneumonectomy could also achieve acceptable survival outcomes in well-selected SCLC patients.
Keywords: Pneumonectomy, Prognosis, Small cell lung cancer, Non-small cell lung cancer
Lung cancer maintains the leading cause of cancer-related death in the world and surgical resection could offer a potential cure for patients with resectable malignant lung neoplasms [1, 2]. Although sleeve lobectomy, with less reduction of respiratory function and a lower mortality rate, would not compromise oncological results in well-selected patients with central lung cancer, pneumonectomy is still necessary when complete resection could not be achieved by other surgical procedures [3, 4].
Clinicopathologic data of patients underwent pneumonectomy.
|Side of pneumonectomy|
|Small-cell lung cancer||22||5.4|
|T size, cm||4.99 (1.0 - 17.0)|
Pneumonectomy is considered as a high-risk procedure, which is reported with higher morbidity and mortality [5, 6]. In recent years, with the improvement of anesthesia, surgical technique and perioperative nursing, the operative mortality relevant to pneumonectomy has significantly reduced [7, 8]. However, there still remains considerate debate whether pneumonectomy itself is a risk factor for postoperative complications or long-term outcome [9-12]. Furthermore, it is still unclear whether induction therapy improves the prognosis of patients underwent pneumonectomy and the efficacy of pneumonectomy for resectable small cell lung cancer (SCLC). Therefore, it is important for surgeons to have a comprehensive understanding of pneumonectomy and avoid surgical risks. Based on this, we analyzed the clinical records of 406 consecutive patients underwent pneumonectomy to identify postoperative complications and the risk factors influencing long-term survival.
Postoperative outcomes for patients underwent pneumonectomy.
|Postoperative stay, d||13.6 (0 -74)|
|ICU stay, d||3.4 (0 -34)|
|Cause of 30-day mortality|
|Re-operation (active bleeding)||7||1.7|
|Internal jugular vein thrombosis||1||0.2|
Abbreviations: ICU, intensive care unit; BPF, bronchopleural fistula; ARDS, acute respiratory distress syndrome.
A total of 406 patients underwent pneumonectomy, including 357 men (87.9%) and 49 women (12.1%), with an average age of 58.4 years (33-76 years). Smokers (84%) made up the majority. Furthermore, most of the patients underwent left pneumonectomy while squamous carcinoma acted as the most frequent pathological type. (Table 1)
Two patients died intraoperatively due to massive haemorrhage. The 30-day and 90-day mortality rates were 3.2% and 6.2%, respectively. As for the 30-day deaths, seven patients were caused by acute respiratory distress syndrome (ARDS), three caused by bronchopleural fistula (BPF), one caused by heart arrest and one caused by thoracic hemorrhage, respectively. Postoperative complications developed in 149 patients (36.7%), mainly included arrhythmia (25.4%, n=103), transfusion (22.2%, n=90), pulmonary infection (5.9%, n=24), fever (3.4%, 14%), BPF (2.5%, n=10) and ARDS (2.0%, n=8) (Table 2). The average ICU stay was 3.4 days (0-34 days) while postoperative hospitalization time was 13.6 days (0-74 days) (Table 2).
Kaplan-Meier survival curves for relapse-free survival (A) and overall survival (B) according to patients underwent pneumonectomy in our series.(Click on the image to enlarge.)
The median survival time was 24.4 months. During the follow-up, 189 patients experienced a relapse, consisting of 51 patients with local recurrence and 138 with distant recurrence (Table 2). The overall 1-year, 3-year and 5-year survival rates were 82.7%, 50.9% and 32.5%, respectively (Figure 1). Unsurprisingly, with the progression of disease stage or nodal staging, both relapse-free survival (RFS) and overall survival (OS) would be worse (Log-rank P <0.0001). There was no difference in RFS (Log-rank P =0.0995) between small cell lung cancer (SCLC) and non-small cell lung cancer (NSCLC), but NSCLC revealed better overall survival (Log-rank P =0.0181). The overall 1-year, 3-year, 5-year survival rates for patients with NSCLC were 84.1%, 52.1% and 32.5%, respectively, and patients with SCLC were 56.1%, 38.5% and 28.8%, respectively. Among NSCLCs, adenocarcinomas had a worse prognosis than squamous carcinomas. As to laterality, compared to right pneumonectomy, patients with left pneumonectomy had a better prognosis (OS: Log-rank P =0.0082, RFS: Log-rank P =0.3274). Neoadjuvant chemotherapy did not make sense for improving outcomes of patients underwent pneumonectomy.
Univariable analysis revealed that only nodal stage was a significant predictor of RFS while sex, ICU stay, disease stage, nodal stage and adjuvant chemotherapy were all significant predictors of OS (Table 3). Moreover, ICU stay, disease stage, nodal stage and adjuvant chemotherapy were still significant predictors of OS in multivariable analysis, while sex was not (Table 4).
Univariable Analyses for RFS and OS in patients underwent pneumonectomy.
|Variable||HR||95% CI||p||HR||95% CI||p|
|Age, yrs||0.989||0.969 to 1.008||0.261||1.011||0.992 to 1.031||0.269|
|Sex||0.484||0.231 to 1.013||0.054||0.440||0.194 to 0.999||0.496|
|Smoking history||0.672||0.351 to 1.287||0.231||0.633||0.314 to 1.276||0.201|
|ICU stay||1.017||0.953 to 1.085||0.607||1.056||1.009 to 1.106||0.019|
|Postoperative hospital stay||0.993||0.969 to 1.018||0.579||0.996||0.974 to 1.018||0.693|
|Complication||1.102||0.794 to 1.529||0.562||1.194||0.874 to 1.630||0.266|
|Side||1.110||0.805 to 1.530||0.525||1.322||0.966 to 1.811||0.081|
|Stage||1.512||0.948 to 2.412||0.082||1.658||1.047 to 2.626||0.031|
|T-size, cm||1.047||0.972 to 1.128||0.229||1.041||0.973 to 1.114||0.241|
|N Stage||1.675||1.159 to 2.419||0.006||1.846||1.293 to 2.635||0.001|
|M||1.089||0.373 to 3.178||0.876||1.328||0.482 to 3.662||0.583|
|Pleural invasion||1.163||0.821 to 1.648||0.395||1.151||0.825 to 1.607||0.407|
|Adjuvant chemotherapy||1.139||0.781 to 1.659||0.499||0.578||0.420 to 0.794||0.001|
|Neoadjuvant chemotherapy||1.059||0.636 to 1.764||0.824||0.882||0.539 to 1.441||0.616|
|Pathology||0.919||0.779 to 1.085||0.321||1.067||0.912 to 1.250||0.418|
Abbreviations: RFS, relapse-free survival; OS, overall survival; HR, hazard ratio.
Multivariable Analyses of OS in patients underwent pneumonectomy.
|Sex||0.632||0.392 to 1.020||0.060|
|ICU stay||1.067||1.027 to 1.109||0.001|
|Nodal stage||1.771||1.284 to 2.443||< 0.001|
|Stage||1.917||1.307 to 2.811||0.001|
|Adjuvant chemotherapy||0.534||0.394 to 0.724||< 0.001|
Abbreviations: OS, overall survival; HR, hazard ratio.
Kaplan-Meier survival curves for relapse-free survival according to different classification criteria in our series.(Click on the image to enlarge.)
In recent years, pneumonectomy has been increasingly considered as a high-risk procedure, especially when lesser resections such as sleeve resection have shown no compromise of oncologic results and improved postoperative life quality. However, pneumonectomy is inevitable in terms of extension of lung cancer or technical and anatomical considerations [13, 14]. Actually, pneumonectomy is associated with relatively higher postoperative morbidity and mortality rates and worse 5-year overall survival when compared with limited resections or even with mere received chemoradiotherapy .
Our results revealed reasonable overall morbidity and mortality rates, as well as long-term survival for pneumonectomy. Postoperative complications developed in 149 patients (36.7%) and the 30-day and 90-day mortality rates were 3.2% and 6.2%, respectively. The early-death rate is basically in line with previous studies reported by several authors [13, 15-17]. Furthermore, the overall 1-year, 3-year and 5-year survival rates were 82.7%, 50.9% and 32.5%, respectively. Our results were comparable to that of prior studies [13, 15-17]. In multivariable analysis, we detected ICU stay, disease stage, nodal stage and adjuvant chemotherapy as significant predictors of OS, whereas older age, BPF, adenocarcinoma cell type, right pneumonectomy, male sex and tumor size were also significant predictors of OS in other reports [15, 18].
Kaplan-Meier survival curves for overall survival according to different classification criteria in our series.(Click on the image to enlarge.)
With regards to laterality, compared to right pneumonectomy, patients with left pneumonectomy had a better prognosis in OS, but no significant difference in RFS. Furthermore, perioperative morbidity and mortality occurred more frequently in right pneumonectomy. Some studies have similar results. Qadri et al.  reported median survival was better in left pneumonectomy (left 2.7 years vs. right 1.9 years), as well as an improved long-term survival (Log-rank P =0.006). Fernandez and associates  reviewed 9746 patients underwent pneumonectomy in the Surveillance, Epidemiology, and End Results (SEER) database, and found a right pneumonectomy is correlated with almost twice the perioperative mortality as a left pneumonectomy. Postoperative ARDS and BPF used to appear mostly in a right pneumonectomy [15, 20, 21]. The reason for increased frequency of postoperative ARDS after a right pneumonectomy is that the left lung would be more likely to overload as the larger right lung has greater compensatory function. Most patients have 1 right bronchial artery whereas 2 or more bronchial arteries in the left, which associated with increased incidence of BPF in patients with right pneumonectomies.
The role of neoadjuvant therapy is still uncertain. In our study, whether neoadjuvant therapy was received or not, this factor would not affect postoperative morbidity or long-term survival. Similarly, Mansour et al.  found pneumonectomy is a feasible procedure, which would not increase the postoperative morbidity rate even after neoadjuvant therapy. As Margaritora et al.  reported, even in right pneumonectomy, patients received neoadjuvant therapy had lower mortality rate. On the contrary, some studies revealed patients underwent pneumonectomy would have high morbidity and mortality rates after neoadjuvant therapy [24-26]. Based on these separated views above, we suggest a thorough evaluation for patients should be taken before pneumonectomy whether an induction therapy is needed.
SCLC is considered as a systemic disease in terms of its rapid progress. The standard treatment for patients with SCLC is chemoradiotherapy, even for those diagnosed with limited-stage disease . The role of surgical resection is still controversial in patients with SCLC. In our series, a total of 22 patients with SCLC were treated with pneumonectomy, which pathological stage was almost all stage Ⅲ disease (19 of 22). There was no difference in RFS (Log-rank P =0.0995) between SCLC and NSCLC, but NSCLC revealed better overall survival (Log-rank P =0.0181). The overall 1-year, 3-year, 5-year survival rates for patients with SCLC were 56.1%, 38.5% and 28.8%, respectively. The 5-year survival rate was similar to what Kawano et al. reported (28.6%) , but much lower than what Stish et al. did (37%) , due to their patients having relatively early-stage disease (stage Ⅰ SCLC accounts for 56%). Interestingly, the difference still existed whether pneumonectomy was a good option for patients with SCLC. Kawano and colleagues found pneumonectomy (HR 6.177, P =0.00159) acted as a significant independent predictor of an adverse outcome while others reported patients underwent lobectomy/pneumonectomy (HR 1.0, P =0.01) were less likely to experience intrathoracic recurrences [28, 29]. From the current study, we achieved acceptable survival outcomes in well-selected SCLC patients through pneumonectomy, but we could not further analyze the surgical outcomes of different procedures. Multidisciplinary treatment is still needed for patients with SCLC.
There are some limitations of this study. First, thirty patients (6.9%) were lost to follow-up, which would relatively reduce the morbidity and mortality rates. Second, many patients had their induction therapies in their local hospitals and the specific treatments were unknown. Third, as for patients with SCLC, although the acceptable survival outcomes were achieved, whether pneumonectomy acts as a risk factor or an innocent bystander is still unknown. Further study should be taken in the future.
In summary, our finding demonstrated that pneumonectomy is still a valuable and effective treatment option for patients with advanced lung cancer. Surgeons should be more cautious when patients have higher disease stage, adenocarcinoma cell type and right-side lung cancer. Neoadjuvant chemotherapy did not affect the prognosis. Pneumonectomy could also achieve acceptable survival outcomes in well-selected patients with SCLC.
Materials and Methods
The study was approved by the Institutional Review Board of our hospital and the signed informed consent for surgery was provided. During the period between January 2010 and December 2012, the clinical records of patients who underwent pneumonectomy in our hospital were retrospectively reviewed. All the patients had preoperative assessment to exclude distant metastases, including chest CT scans, abdominal CT or ultrasound examination, brain CT scan and technetium bone scan. Endobronchial ultrasound-guided transbronchial needle aspiration (EBUS-TBNA) or positron emission tomography (PET)-CT scan was also an option for excluding distant metastases. Patients with biopsy-verified distant metastases were also excluded. Chemoradiotherapy was recommended first for patients diagnosed as advanced NSCLC (IIIB or more) or SCLC by preoperative biopsy (needle aspiration or bronchoscopy).
Patients underwent pneumonectomy for completion pneumonectomy, benign diseases or pulmonary metastases of other tumors were all excluded. After the exclusion, a total of 436 patients met the standard. Among these patients, thirty patients were lost to follow-up and finally 406 patients were subjected to the study. Patients with SCLC were treated with pneumonectomy in our study because of the negative preoperative biopsy results. The archives for all patients were reviewed and relevant clinicopathologic data including age, gender, smoking history, surgical treatment, postoperative complications and tumor staging (according to the 7th AJCC TNM staging system ) were reviewed as well. All the patients were followed up through out-patient clinic or telephone every 3 months for the first year after surgery, every 6 months for the next 3 years and then annually.
All the clinicopathologic data and distributions of survival were analyzed by SPSS 19.0 software package (SPSS Inc., Chicago, IL) or Prism 5 (Graphpad Software Inc., La Jolla, CA). The curves of relapse-free survival (RFS) and overall survival (OS), as well as their comparisons, were calculated by Kaplan-Meier method and the log-rank test. P <0.05 was considered statistically significant.
SCLC: small cell lung cancer
NSCLC: non-small cell lung cancer
RFS: relapse-free survival
OS: overall survival
ICU: intensive care unit
ARDS: acute respiratory distress syndrome
BPF: bronchopleural fistula
SEER: Surveillance, Epidemiology, and End Results
CT: computed tomography
EBUS-TBNA: endobronchial ultrasound-guided transbronchial needle aspiration
PET: positron emission tomography
NACT: neoadjuvant chemotherapy
This work was supported by giants from National Natural Science Foundation of China (81572253, 81330056, 81401886, 81401891, 81422029 and 81372525), Shen-kang Center Project (SKMB1201), shanghai municipal commission of health and family planning [No. 2013ZYJB0004, No. 201540139] and Shanghai Committee of Science and Technology, China [No. 16QA1403500].
Conception and design: Haiquan Chen and Jianxin Shi
Administrative support: Haiquan Chen and Jianxin Shi
Provision of study materials or patients: Chang Gu, Rui Wang and Xufeng Pan
Collection and assembly of data: Chang Gu, Qingyuan Huang, Jizhuang Luo and Yiyang Wang
Data analysis and interpretation: Chang Gu, Rui Wang, Xufeng Pan and Jiajie Zheng
Manuscript writing: All authors
Final approval of manuscript: All authors
The authors declare that there is no conflict of interest that could be perceived as prejudicing the impartiality of the research reported.
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Corresponding author: Haiquan Chen, Department of Thoracic Surgery, Shanghai Chest Hospital, Shanghai Jiaotong University, 241 West Huaihai Road, Shanghai 200030, China. E-mail: chenhq_schcom and Jianxin Shi, Department of Thoracic Surgery, Shanghai Chest Hospital, Shanghai Jiaotong University, 241 West Huaihai Road, Shanghai 200030, China. E-mail: shijianxin_schcom