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J Cancer 2018; 9(22):4271-4278. doi:10.7150/jca.26777 This issue Cite

Research Paper

Interplay of Tumor Spread, Volume and Epstein-Barr Virus DNA in Nasopharyngeal Carcinoma: Feasibility of An Integrative Risk Stratification Scheme

Xin Zhou ^1,2*, Youqi Yang^1,2*, Xiaomin Ou ^1,2, Tingting Xu^1,2, Chunying Shen ^1,2, Chaosu Hu^1,2

1. Department of Radiation Oncology, Fudan University Shanghai Cancer Center, Shanghai, 200032, China.
2. Department of Oncology, Shanghai Medical College, Fudan University, Shanghai, 200032, China.
*The coauthors contributed equally to the manuscript.

✉ Corresponding author: Chaosu Hu, Department of Radiation Oncology, Fudan University Shanghai Cancer Center, 270 Dong'an Road, Shanghai 200032, China. Tel: (+86) 21-64175590-1400; Fax: (+86) 21-64173612; Email: hucsu62com

Abstract

Purpose: To investigate the inter-correlation of tumor spread, volume and quantitative plasma Epstein-Barr virus DNA level (pEBV DNA), and to further assess the prognostic efficacy of a novel risk stratification combining anatomic, volumetric and biological features in nasopharyngeal carcinoma (NPC).

Methods and Materials: One hundred and twelve patients with non-metastatic NPC were prospectively enrolled. Correlation of pEBV DNA with tumor invasiveness, lymph node (LN) metastasis, tumor volume and classification was tested by univariate and multivariate analyses. 5-year distant metastasis free survival (DMFS) was evaluated using Kaplan-Meier method and Cox proportional hazards model.

Results: Tumor volume, TNM stage and pEBV DNA were strongly inter-correlated to each other. Nodal volume, skull base invasion and LN metastasis to supraclavicular fossa were determined to be independent predictors for pEBV DNA level. To exclude collinearity, a risk stratification based on combination of EBV DNA, nodal volume and anatomic features was established, offering significant distinguishing ability in 5-year DMFS. Further multivariate Cox regression analysis found the novel stratification to be independent predictor of DMFS.

Conclusions: Both anatomic spread and tumor volume contribute to pEBV DNA level, leading to strong inter-correlation between NPC stage, volume and EBV DNA. The proposed risk stratification combining anatomic, volumetric and biological features showed potential in refining DMFS prediction.

Keywords: AJCC cancer staging, Epstein-Barr virus DNA, nasopharyngeal carcinoma, tumor burden, tumor spread

Introduction

Nasopharyngeal carcinoma (NPC) is a unique head and neck cancer with distinct biological behavior. Based on the role of Epstein Barr virus (EBV) infection in etiology, quantitative plasma EBV DNA (pEBV DNA) has provided a mature minimally invasive method for the diagnosis and monitoring of NPC. Previous data have shown a correlation of pEBV DNA level with tumor burden [1, 2], suggesting that this cell-free DNA likely originates from the tumor mass. However, biological mechanisms underlying how EBV DNA enters bloodstream remain unclear. The difference between radiation-naive and post-irradiation locally recurrent NPC in detection sensitivity of EBV DNA [3] indicated the importance of tumor microenvironment [4] on EBV DNA efflux, but no further investigation has yet been presented in this field. Given the anatomic complexity of nasopharynx, the compromised structures might facilitate EBV DNA release into circulation through vasculature. Based on this hypothesis, we sought to specify the impact of tumor spread characteristics besides tumor volume on pEBV DNA level in non-disseminated NPC patients.

EBV DNA and tumor volume, as potential biomarkers to complement NPC tumor-node-metastasis (TNM) staging, an anatomy-based system, both correlate to TNM classification by American Joint Committee on Cancer (AJCC)/International Union Against Cancer (UICC) [5-7]. However, overall description of their mutual relationship has been limited, and optimal integration of the three systems for prognostication remains unclear; moreover, with publication of the 8^th edition of AJCC/UICC staging system, whether the correlation based on earlier versions of staging could be extrapolated to a new setting needs to be validated. Therefore, another concern of this study is to evaluate the interplay of new tumor stage, tumor volume and EBV DNA, as well as the feasibility of an integrative risk stratification strategy combining anatomic, volumetric and biologic parameters of NPC.

Methods and Materials

Patient selection and image acquisition

Consecutive patients with biopsy-proven non-metastatic NPC in Fudan University Shanghai Cancer Center (FUSCC) were included in this study. Routine pretreatment assessment was conducted, including physical examination, biochemical profile of blood, nasopharyngoscopy, contrast-enhanced magnetic resonance imaging (MRI) scans of the nasopharynx and neck, conventional workup of chest computed tomography scan, abdominal ultrasound and Tc-99m MDP bone scintigraphy or ¹⁸F-FDG positron emission tomography-computed tomography scan (PET-CT).

Head and neck MRI were obtained with a 1.5T scanner (Signa; GE Medical Systems, Milwaukee, WI). The area from suprasellar cistern to the inferior margin of the sternal end of clavicle was covered. MRI protocol included unenhanced T1-weighted images (T1WI) in axial and sagittal plane, T2-weighted images (T2WI) in axial plane, as well as axial and coronal contrast-enhanced T1WI with fat suppression. Axial slice thickness was 3-5 mm for the area of nasopharynx and 5-6 mm for the neck.

Image interpretation and tumor volume measurement

Radiological images were evaluated under the common agreement of institutional multi-disciplinary treatment group of NPC. Cancer staging was based on both 7^th and 8^th edition of AJCC/UICC staging system. Critical tumor characteristics were recorded, including anatomical structures invaded by primary tumor as well as the positivity, level, laterality, size, the presence of extranodal spread (ENS) or necrosis of metastatic lymph nodes (LNs). In particular, as a semi-quantitative parameter of LN metastasis, number of LN regions was quantified by calculating the involved units of VIIa (retropharyngeal nodes), I, IIa, IIb, III, IVa, IVb, Va, Vb, Vc, VI, VIII, IX, X, following the 2013 consensus guideline for delineation of the neck node levels for head and neck tumors [8]. Supraclavicular fossa (SCF) LN metastasis was defined as level IVb (medial SCF group) or Vc (lateral SCF group) involvement.

All MR image data were transferred to a commercial radiological workstation (Advantage Workstation version 4.4; GE Medical Systems, Milwaukee, WI) for image post-processing. Using a three-dimensional (3D) MR maximum intensity projections (MIP) tool for image reconstruction and quantitative analysis, we measured the tumor volume of the primary tumor (Vp) and metastatic LNs (Vn) by delineating regions of interest on MRI. Total tumor volume (Vt) was recorded as sum of Vp and Vn.

pEBV DNA quantification

This study was approved by the Institutional Review Board of FUSCC; before treatment, a sample of 8 mL peripheral blood was collected with each patient's informed consent for clinical use and banking. After plasma isolation through centrifugation at 3000rpm for 10 minutes, DNA was extracted from plasma with QIAamp Blood Kit (Qiagen, Hilden, Germany) as per the blood and body fluid protocol. pEBV DNA concentration was measured using a quantitative real-time polymerase chain reaction (RT-PCR) assay targeting the BamHI-W region of EBV genome, the forward/reverse primer and dual-labeled fluorescent probe were generated per sequence previously reported by Lin et al [9]. DNA calibrators for standard curve were generated from a diploid EBV-positive cell line Namalwa and diluted to the final concentration of 20000, 10000, 1250, 250, 50, 25, 10 and 5 copies/reaction. All the samples were analyzed in triplicate. Quantitative results were expressed with copies/mL.

Statistical analysis

All statistical analyses were performed with Statistical Product and Service Solutions version 19.0 software (SPSS, Chicago, IL). Natural logarithm of pEBV DNA (lnDNA) and cubic root of Vp (crVp), Vn (crVn), Vt (crVt) were adopted to achieve normal and symmetrical distribution. lnDNA and crV in different groups was compared using Mann-Whitney U test or one-way analysis of variance (ANOVA). Relationship between lnDNA and crV was analyzed with Pearson's correlation analysis. Predictive factors for pEBV DNA were identified through stepwise multivariate linear regression analysis with inclusion of all volumetric and anatomic characteristics. Kaplan-Meier method and log-rank test were used for univariate survival analysis and Cox proportional hazards model was used for multivariate analysis. P value<0.05 was considered statistically significant with two-sided tests.

Results

A total of 112 patients with stage I-IVb (7^th edition) NPC were prospectively enrolled in this study. Clinical characteristics are summarized in Table 1. 100% patients had positive pretreatment viral capsid antigen (VCA-IgA), while 99/112 (88.4%) had detectable EBV DNA. Gender and age were not associated with the detection rate or quantitative result of EBV DNA. Of those with undetectable pretreatment EBV DNA, 9/13 had T1N0 disease, 2/13 had T2N0, and 2/13 had T1-2N1 (with single marginally-positive retropharyngeal node). Detection rate of EBV DNA among stage I-IV NPC was 50%, 83%, 92.8% and 100%, respectively.

Tumor volume and EBV DNA level

The median Vp, Vn and Vtot of 112 cases was 17.9cm³ (range: 2.1-80.5), 9.05cm³ (range: 0-80.0) and 34.2cm³ (range: 4.0-94.6), respectively. The median pretreatment EBV DNA was 828 copies/mL (range: 0-133669). After data transformation, crVp (r=0.304, P=0.001), crVn (r=0.727, P<0.001) and crVt (r=0.701, P<0.001) all showed significant correlation with EBV DNA level. Subgroup analysis showed significant correlation between crVp and EBV DNA level among patients without skull base invasion (r=0.359, P=0.004), whereas for those with skull base invasion, the correlation became insignificant (P=0.962). Linear correlation between EBV DNA level and volumetric parameters is shown in Fig. 1A-1C. To evaluate the predictive value of tumor volumes on EBV DNA, a multivariate linear regression model was fitted by adjusting important clinical and radiological variables (as described below). crVn (adjusted R²=0.512, P<0.001) was identified to be a predominating determinant for EBV DNA level, compared to crVp (adjusted R² change=0.013, P=0.035) as an independent but much weaker predictor (Table 2). crVt was excluded from the model due to collinearity.

Anatomic tumor spread and EBV DNA level

Radio-anatomical characteristics of primary tumor extension and regional nodal metastasis are summarized in Table 3. According to correlation analysis, primary tumor invasion and LN features are ubiquitously related to increased tumor volume; however, only parapharyngeal space (r=0.310, P= 0.001) and skull base invasion (r=0.249, P=0.002) among T-related factors attained statistical significance in relation to EBV DNA, whereas all N-related factors presented strong correlation to EBV DNA level. Interestingly, the quantitative LN regions, either as continuous or categorical variable, had the best concordance with pDNA (r=0.698, P<0.001) and crVn (r=0.755, P<0.001) among all anatomic characteristics. Comparison of median pEBV DNA in different groups is shown in Table 3.

In the multivariate linear regression model, skull base (SB) invasion (adjusted R² change=0.046, P=0.001) and SCF LN metastasis (adjusted R² change =0.040, P=0.001) retained statistical significance apart from crVp and crVn (Table 2). Hence a regression equation was fitted as:

lnDNA=1.560✕crVn+0.728✕SB+2.658✕SCF+0.721✕crVp.

According to the equation, pEBV DNA level could be elevated by 4.7 or 2.0 folds per 1cm increase in crVn or crVp, while skull base invasion and SCF LN metastasis tend to raise pEBV DNA by 2.1 and 14.3 folds, respectively.

 Figure 1 

Correlation of pEBV DNA with tumor volume and tumor stage. A. Scatterplot of lnDNA vs. crVp; B. Scatterplot of lnDNA vs. crVn; C. Scatterplot of lnDNA vs. crVt; D. Comparison of lnDNA and crVp in different T categories by the 7^th and 8^th edition of AJCC staging system; E. Comparison of lnDNA and crVp in different N categories by the 7^th and 8^th edition of AJCC staging system; F. Comparison of lnDNA and crVp in different overall stages by the 7^th and 8^th edition of UICC/AJCC staging system. lnDNA, natural logarithm of plasma EBV DNA level; crVp, cubic root of primary tumor volume; crVn, cubic root of metastatic lymph node volume; crVt, cubic root of total tumor volume.

 Figure 2 

Probabilities of distant metastasis-free survival of patients based on multi-factor stratification. Group 1- Skull base invasion (-), LN (-), and pEBV DNA≤1500 copies/mL; Group 2- Skull base invasion (+) or 0<Vn≤25cm3, and SCF metastasis (-), and pEBV DNA≤1500 copies/mL; Group 3- 0<Vn≤25cm3, and SCF metastasis (-), and pEBV DNA≥1500 copies/mL; Group 4- Vn≥25cm3 or SCF metastasis (+), and pEBV DNA≥1500 copies/mL. Vn, volume of lymph nodes; SCF, supraclavicular fossa; pEBV DNA, plasma EBV DNA.

EBV DNA level, tumor volume and 7^th/ 8^th AJCC staging

In transition from 7^th to 8^th edition AJCC/UICC staging, 7.4% and 18.5% of T4 in 7^th edition were downgraded to T2 and T3 because of re-categorization of pterygoid muscles, 21.7% of T1 were upgraded to T2 due to prevertebral muscle involvement, and 6.7% of T2 were upgraded to T4 due to tumor extension to parotid gland; for N category using cricoid cartilage as separation, 6.4% of N1 and 31.4% of N2 were upgraded to N3. Median pEBV DNA and tumor volume for each classification are shown in Fig.1.

Both 7^th and 8^th edition of staging strongly correlated with lnDNA and crV. The new classification of T, N and overall stage showed better linear correlation with crVp (R² 0.446 vs. 0.417), crVn (R² 0.643 vs. 0.587) and crVt (R² 0.573 vs. 0.472), suggesting an improved prediction of tumor volume by the 8^th edition; for EBV DNA, the linear correlation was slightly weaker in 8^th T (R² 0.076 vs. 0.086), but stronger in N (R² 0.386 vs. 0.362) and overall stage (R² 0.312 vs. 0.304) (Fig. 1 D-1F).

Risk stratification combining pEBV DNA and tumor features

Given the strong collinearity of pEBV DNA with tumor anatomy (skull base invasion, LN metastasis to SCF) and tumor volume (Vn), patients were stratified into four groups based on both pEBV DNA and tumor features: I- Skull base invasion (-), LN (-), and pEBV DNA≤1500 copies/mL; II- Skull base invasion (+) or 0<Vn≤25cm³, and SCF metastasis (-), and pEBV DNA≤1500 copies/mL; III- 0<Vn≤25cm³, and SCF metastasis (-), and pEBV DNA≥1500 copies/mL; IV- Vn≥25cm³ or SCF metastasis (+), and pEBV DNA≥1500 copies/mL. Significant disparity of distant metastasis free survival DMFS was found among the risk stratifications (log rank test P=0.004). 5-year DMFS was 100%, 93.7%, 79.1% and 65.5%, resprectively (Fig. 2). In multivariate cox regression analysis, this stratification model outweighed N-classification, overall stage and Vn and remained a powerful independent prognostic factor for DMFS (P<0.001).

Discussion

Despite a cumulative body of data for EBV DNA in cancer screening, diagnosis, prognosis and surveillance, understanding of its origin and biology is still insufficient. It's been generally thought that EBV DNA originates from tumor cells upon apoptosis, necrosis or secretion [10, 11], however, these hypotheses didn't explain its interaction with microenviroment and hemodynamics in vivo. To our knowledge, our study is the first report to demonstrate the impact of anatomic features apart from tumor volume on pretreatment pEBV DNA level and further to propose a preliminary model for its prediction.

Predominant effect of nodal burden on EBV DNA level

As was previously reported in NPC, EBV DNA seems to reflect tumor burden derived from planning CT with/without the assistance of MRI [12, 13]. However, these conclusions might be compromised by serious biases in tumor volume measurement due to the poor definition of CT images and a tendency of overdrawing primary tumor. Moreover, in the case of LN shrinkage after neoadjuvant chemotherapy, tumor volume calculation on post-chemo planning CT may cause a serious underestimation of nodal burden. Initial MRI, in contrast, provides more reliable instrument for pretreatment evaluation of tumor volume; nevertheless, such studies have been extremely limited in the context of EBV DNA. Ma et al. first reported in advanced NPC an association of EBV DNA with MRI-derived primary and LN tumor burden [2], which was proved by our study in a larger population covering stage I-IVb disease. However, we realized that the extent of association with primary tumor and LNs was unequal. pEBV DNA level was strongly related to all LN features while being less sensitive to T-related factors. Through multivariate linear regression, Vn retained a strikingly stronger predictive value than Vp (adjusted R² change 0.512 vs. 0.013), suggesting that LN volume has a predominant advantage over primary tumor in determining pEBV DNA level. We believe it is the first study to propose this concept by now.

This phenomenon, however, has been indicated in previous reports. Shao et al. noticed that the disparity of EBV DNA between different T categories becomes insignificant once nodal metastasis occurs [14].Chen et al. found that pretreatment plasma EBV-DNA level correlated with Vn and Vtot but not Vp [15]. Another study in stage II NPC reported a weak link of EBV DNA with Vp, compared to the strong correlation with Vn and Vtot [16]. Plausible explanations behind this phenomenon might include: 1) cell free DNA-related apoptosis and necrosis is more associated with LN expansion than primary tumor growth [17]; 2) Rich efferent lymphatic vasculature in enlarged LNs provide a route for DNA collection and shedding [18], especially on the existence of ENS. 3) Tumor cells in metastatic LNs can directly invade local blood vessels and seed distant organs [19]. Future investigation to explore the heterogeneity between primary tumor and metastatic LNs in the association with EBV DNA and tumor blood dissemination is warranted.

Impact of tumor vasculature and LN location on EBV DNA

To date, EBV DNA in relation to primary NPC invasion and vascularity has been reported in only one series with negative results [20]. In contrast, our study found a significant correlation of parapharyngeal space and skull base invasion with pEBV DNA level. After adjusting for potential collinearity, skull base invasion was identified to be an independent predictor for EBV DNA, which leads to 2.1 times elevation of plasma EBV DNA. This is quite concordant with Shao's finding of significantly higher EBV DNA in T3-4N0 than that in T1-2N0 patients (median 17165 vs. 4050 copies/mL, P=0.03) [14]. Moreover, our subgroup analysis revealed that the linear relationship between crVp and pEBV DNA seems to exist only in patients with locally-early disease, once skull base is involved, pEBV DNA gets higher but unpredictable, suggesting that skull base might provide extra contribution to pEBV DNA other than the effect of increased Vp.

Theoretically, tumor vascularity is essential for the accessibility of tumor-derived molecules to the blood. For example, with the existence of blood-brain barrier, patients with primary brain tumors have extremely low levels of plasma ctDNA, compared to the abundant ctDNA in cerebrospinal fluid [21]. In NPC, circulating EBV DNA is more difficult to detect after radiation due to the decrease in vascularity and tissue fibrosis [3, 4, 22]. In the present study, the effect of skull base invasion on EBV DNA could reasonably be explained by the existence of rich blood sinuses and anastomotic microvascular network within these spongy osseous structures [23]. This is in agreement with previous clinical findings that skull base invasion in NPC independently predict a higher risk of distant metastasis [24, 25]. It was believed that intratumoral vascular shunting through larger arteriovenous connections to capillary beds facilitates circulating tumor cells (CTCs) shedding into blood stream and thus remarkably increases the potency of distant metastasis [26]. Therefore, we postulate that compromised tumor vasculature in skull base provides a shortcut for blood dissemination of both apoptotic DNA and CTCs, the latter of which could in return add to plasma EBV DNA through active secretion. This conclusion, although drawn in a treatment-naive setting, seemed also applicable to locally recurrent NPC. Chan et al. reported significantly higher pEBV DNA in recurrent patients receiving palliative nasopharyngectomy (mostly rT3-4), indicating a lasting effect of skull base invasion on EBV DNA after radiation [27].

SCF metastasis was identified to be another independent predictor for pEBV DNA in this study. In fact, patients with SCF LNs had similar Vn (crVn 3.10cm vs. 3.18cm, P=0.324) but remarkably higher pEBV DNA (lnEBV DNA 9.67 vs. 8.76, P=0.031), compared with N3 patients without SCF involvement, suggesting the impact of LN location on EBV DNA is independent of LN volume. A natural explanation would be the proximity to the thoracic duct or right lymphatic duct that drain lymph from SCF directly into blood [28], potentially causing increased output of circulating tumor cells and EBV DNA. This echoes a previous concept that the prognostic value of EBV DNA lies mainly in predicting distant metastasis. Moreover, SCF involvement with high EBV DNA level may indicate subclinical distant micrometastases on diagnosis and correspondingly a need for therapy adjustment, for instance, more intensified chemotherapy. In our risk stratification, a highest 5-year DMFS risk (35.5%) was seen in patients with pEBV DNA≥1500 copies/mL as well as SCF metastasis or large LN burden, however, due to the relatively small sample size in our study, these results will need to be validated in a larger cohort in future.

Intercorrelation among EBV DNA, tumor volume and TNM systems

TNM staging, tumor volume and EBV DNA are currently most important prognostic instruments for NPC; better understanding of their inter-correlation will provide insight into optimal integration of the three systems for prognostication. Consistent with previous reports [6, 7], we demonstrated a positive correlation of both EBV DNA and tumor volume with the 7^th edition of T and N classification, suggesting that TNM staging fairly reflects the anatomic and biological tumor burden in NPC. When restaged using the 8^th edition, the T/N classification showed even better prediction of tumor burden, particularly in LNs and total tumor lesions. This might account for the improved distinction of distant failure and overall survival with the new staging system in recent studies [29, 30].

Risk stratification combining anatomic, volumetric and biological tumor features

Multi-collinearity among EBV DNA, tumor volume and TNM staging strongly suggests that their prognostic effect might be interdependent and overlapped. Earlier efforts have been made to integrate EBV DNA into TNM staging system, which, as a result, refined risk stratification in different NPC stages [31, 32]. However, this stratification was based on overall stage without distinguishing the effect of T and N ingredients, whether it could be applied to a new staging system remains elusive. Lu et al. proposed a stratification strategy for NPC using combinations of EBV DNA and tumor volumes [13]. However, TNM-related anatomic information was missing in this study. By now, there has hardly been an attempt to integrate all three systems. According to our findings, EBV DNA level is influenced by both anatomic and volumetric features of primary tumor and metastatic LNs, its independent prognostic value outside these factors should be further explored through more specified subgroup analysis. Therefore, we experimentally integrated skull base invasion, LN volume, SCF metastasis and EBV DNA level for risk stratification and found good distinction of DMFS among four subgroups. With distant metastasis becoming major pattern of failure for NPC nowadays, we hope this stratification could offer a direction for better prediction of DMFS in future. However, studies with larger population will be needed for validation before solid conclusions can be drawn.

Limitations of study and future directions

Although with reliable MRI-derived volume calculation and satisfactory follow-up, this study had relatively small sample size and conclusions should be interpreted with caution. We believe future efforts will be warranted for validation in an expanded patient population; in particular, as a special finding in our study, the different effect of nodal volume and local anatomy on pEBV DNA level also suggested the importance to further investigate the underlying histological and molecular mechanisms.

Abbreviations

pEBV DNA: plasma Epstein-Barr virus DNA; NPC: nasopharyngeal carcinoma; LN: lymph node; DMFS: distant metastasis free survival; TNM: tumor-node-metastasis; AJCC: American Joint Committee on Cancer; UICC: International Union Against Cancer; PET-CT: positron emission tomography-computed tomography; MRI: magnetic resonance imaging; ENS: extranodal spread; SCF: Supraclavicular fossa; MIP: maximum intensity projection; RT-PCR: real-time polymerase chain reaction; ANOVA: one-way analysis of variance; VCA-IgA: viral capsid antigen; lnDNA: natural logarithm of plasma EBV DNA level; crVp: cubic root of primary tumor volume; crVn: cubic root of metastatic lymph node volume; crVt: cubic root of total tumor volume; CI: confidence interval.

Acknowledgements

We are grateful to Dr. CY Shen and Dr. TT Xu for providing guidance of radiological review, and to XM Ou for valuable discussion; special thanks are owed to Dr. CS Hu for the technical support with study design and progress.

Competing Interests

The authors have declared that no competing interest exists.

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Author contact

Corresponding author: Chaosu Hu, Department of Radiation Oncology, Fudan University Shanghai Cancer Center, 270 Dong'an Road, Shanghai 200032, China. Tel: (+86) 21-64175590-1400; Fax: (+86) 21-64173612; Email: hucsu62com

Received 2018-4-19
Accepted 2018-9-4
Published 2018-10-20

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